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Showing posts from March, 2019

Southern District of New York

But lately, I've been thinking Sarah might be right. I see some of my friends who have turned into total burnouts from smoking all the time. I'm thinking I maybe want to ease up a little.. The SEC Complaint further alleges that, shortly after Donovan became CEO, he was notified of many red flags related to the company's public statements about its operations, finances, and share count. Donovan violated the antifraud provisions of the securities laws when he led several public conference calls with securities analysts and investors in 2009, and knowingly or recklessly relayed false financial information about the company that had been provided to him by Cole and Boyne. District Court for the Southern District of New York, alleging violations by Cole and Boyne of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933; Sections 10(b), 13(b)(5), 13(d), and 16(a) of the Securities Exchange Act of 1934 and Rules 10b 5, 13a 14, 13b2 1, 13b2 2, 13d 1, 13d 2, 16a 2, and 16a 3